Ongoing Compliance Support

Not only do we help you get started, we can also support you post authorisation or registration with our outsourced compliance support services.

We offer a number of choices to ensure that you get the optimum service:

  • An ongoing monthly retainer whereby we support and act as the equivalent of the internal compliance function – this is carried out for a fixed monthly fee enabling you to budget effectively.
  • Ad hoc compliance support whereby you carry out as much of the compliance function as possible but use our team as and when for the help you require. This is charged at our usual hourly rates
  • Interim compliance support where we provide a temporary compliance officer, MLRO, compliance staff or a team for a specific project, when one of your team has left and you have a gap before a new candidate joins or to cover for long term ill health in the department.

Each firm is different in both its activities, management staff levels and approach to its risks and activities. This means that a computerised, unthinking system will not work at all times and the delivery of bland or standard papers/emails becomes a nuisance and of no help.

We are different as we understand your business – most of our staff have worked in the industry so have seen the challenges and issues first hand. This is an important differentiator between ourselves and our competitors.

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