Financial Regulation Workshop

Introduction

The financial services regime has seen major changes in recent times, with changes to the regulators, their stated aims and many of the contents of the rule books themselves.

Content

How does the financial services regime operate? How much difference will the new regime make? What are the respective functions of the FCA, the PRA and the Bank of England?

What are the risks to those with FCA licenses? FCA Principles and FCA Rules. What are the best ways of avoiding or managing those risks? What are the most significant changes in the rule books?

What are the statutory, common law and equitable directors' duties?

What are the potential risks of the long arm reach of US law and regulation?

Who should attend?

  • Those moving into the financial services industry or a different part of it
  • Those returning after a break
  • Non-executive directors
  • Those needing an update

Speaker

Professor Andrew Haynes BA (Hons) Law, PhD, Cert Ed, FRSA, FSALS

Schedule, Location and Price

  • Location: MPAC Group, 3 Beeston Place, Belgravia, London SW1W 0JJ
  • Price: £350 plus VAT and a 10% discount for more than one person from a single firm.
  • Please Note: Maximum of six participants per workshop.

All attendees will receive a participation certificate with the workshop date and times, attesting to their participation in the workshop.

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