Financial Crime and Anti-Money Laundering

We have a specific division covering the specific area of financial crime, which gives rise to a number of activities and special services.

We maintain a high profile and promote proactive/forward thinking in this area.

We are the only firm of our type which regularly speaks and attends the The Cambridge International Symposium on Financial Economic.

We also sit on the Futures & Options Association (FoA) Committee on Financial Crime as a Committee member.

We have presented an international and accredited module on Combating Financial Crime in the Capital Markets and offer consultancy services on a global basis.

The services we offer in this specialised field are as follows:-

  • Client due diligence health check, focusing on AML compliance, based on either a cross-section of clients or the whole client base
  • Interim cover for an MLRO/deputy MLRO
  • Interim cover/additional support for the client take on team
  • Providing a risk based anti money laundering policy and/or procedures/processes. Assisting in embedding such structures into the firm.
  • Undertaking re-papering exercises post acquisition/merger.
  • Undertaking S.166 reviews as a report writer
  • Undertaking a remediation exercise post-S.166 review
  • Providing teams for repapering exercises including AML remediation, client categorisation analysis and repapering, etc
  • Specific due diligence on clients/prospective client and commercial partners
  • General financial crime advisory services
  • Training at high level and specific level. All such training to be pertinent to your firm
  • Suspicious Transaction and Suspicious Activity reporting advice

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